Glossary entry

English term or phrase:

Forms 3 and 4 reporting by

Chinese translation:

“内幕人士”提交的报表3和报表4

Added to glossary by Julia Zou
Mar 25, 2008 15:02
16 yrs ago
English term

Forms 3 and 4 reporting by "insiders"

English to Chinese Law/Patents Investment / Securities
We counsel companies and their directors and officers on compliance with U.S. insider trading prohibitions, Regulation FD, ***Forms 3 and 4 reporting by "insiders"*** and short-swing profit rules. We also work closely with the companies' transfer agents and advise on the disposition of restrictive shares under SEC Rule 144.

Thank you in advance!

Discussion

Julia Zou (asker) Mar 28, 2008:
非常感谢大家的帮助!我觉得三个答案表达的意思都很接近,但因为我将“ U.S. insider trading prohibitions” 译作了“美国内幕交易禁令”,因此倾向于将后面的insider翻译为“内幕人士”。再次感谢!

Proposed translations

17 hrs
English term (edited): forms 3 and 4 reporting by \"insiders\"
Selected

“内幕人士”提交的报表3和报表4

insider 指知道内情的人士。
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4 KudoZ points awarded for this answer. Comment: "Thank you very much!"
+1
2 hrs

"知情人"提交之(美国证券交易委员会)第三,四号表格

U.S. Securities and Exchange Commission - Wikipedia, the 美国证券交易委员会(Securities and Exchange Commission)

Section 4 of the 1934 Act created the U.S. Securities and
Exchange Commission to .... SEC Form 4 (stock and stock options ownership and exercise disclosure) ...
en.wikipedia.org/wiki/Securities_and_Exchange_Commission - 65k - Cached - Similar pages

[PDF] SEC FORM 3File Format: PDF/Adobe Acrobat - View as HTML
SEC Form 3. FORM 3. UNITED STATES SECURITIES AND EXCHANGE. COMMISSION. Washington, D.C. 20549. INITIAL STATEMENT OF BENEFICIAL OWNERSHIP. OF SECURITIES ...
www.techfront.com.cn/SEC/070518_3_Initial Statement of bene... - Similar pages

证券内幕交易及其法律责任问题研究- [ Translate this page ]本文中在美国法的评述部分中译自Insider的"知情人"和我国法中的知情人员并不是一个概念. [9]Section 10规定:"任何人直接或间接地利用任何洲际通商、邮政方式或手段或 ...
scholar.ilib.cn/Abstract.aspx?A=nmggydxxb-shkx200301011 - Similar pages

insider are people directly or indirectly related to a company thereby having the advantage of knowing corporate news that may affect the price of the stocks and from there gain monetary advantages.

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Note added at 2 hrs (2008-03-25 17:07:15 GMT)
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Insider TradingWhen corporate insiders trade in their own securities, they must report their trades to the SEC. For more information about this type of insider trading and ...
www.sec.gov/answers/insider.htm - 8k - Cached - Similar pages
Peer comment(s):

agree LoyalTrans : Form 3&4 definition can be found here: http://www.sec.gov/answers/form345.htm
8 hrs
感恩!
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8 hrs

“内幕人士”报告的表3和表4(之规定)

供参考
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